Client Forms

If you would like to request an appointment fill out the online Appointment Request form and submit it to us.

The following client forms are available to you as PDF files. Contact us if you have any questions while completing these forms!

Forms in this list may be printed, completed and faxed to CAP COM Financial Services at 518.782.5433.

Change of Address
Client Agreement
Client Profile
Credit Union Withdrawal Form
Prospectus Receipt
Investment Switch/Exchange Disclosure

Forms in the list below require original signatures in order for us to process them. Please print, complete and mail or drop off the original form to:

CAP COM Financial Services
4 Century HilL Drive
Latham NY 12110.

(Please keep a copy of the form for your records.)

Account Transfer Form
ACH Authorization
Irrevocable Stock or Bond Power
New Account Application
Retirement Contribution Form
Retirement Designation of Beneficiary
Retirement Distribution Request
Third Party Check Request

These forms are Adobe Acrobat PDF files. If you do not have Adobe Acrobat Reader, you can visit the Adobe Acrobat web site for your free download.